Papers › Scaling and evaluating sparse autoencoders

Scaling and evaluating sparse autoencoders

6 Jun 2024arXiv:2406.04093archive 2025-07-28

Leo Gao, Tom Dupré La Tour, Henk Tillman, Gabriel Goh, Rajan Troll, Alec Radford, Ilya Sutskever, Jan Leike, Jeffrey Wu

Sparse autoencoders provide a promising unsupervised approach for extracting interpretable features from a language model by reconstructing activations from a sparse bottleneck layer. Since language models learn many concepts, autoencoders need to be very large to recover all relevant features. However, studying the properties of autoencoder scaling is difficult due to the need to balance reconstruction and sparsity objectives and the presence of dead latents. We propose using k-sparse autoencoders [Makhzani and Frey, 2013] to directly control sparsity, simplifying tuning and improving the reconstruction-sparsity frontier. Additionally, we find modifications that result in few dead latents, even at the largest scales we tried. Using these techniques, we find clean scaling laws with respect to autoencoder size and sparsity. We also introduce several new metrics for evaluating feature quality based on the recovery of hypothesized features, the explainability of activation patterns, and the sparsity of downstream effects. These metrics all generally improve with autoencoder size. To demonstrate the scalability of our approach, we train a 16 million latent autoencoder on GPT-4 activations for 40 billion tokens. We release training code and autoencoders for open-source models, as well as a visualizer.

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openai/sparse_autoencoder officialmentioned in paperpytorch report
eleutherai/sae mentioned on GitHubpytorchMIT report
eleutherai/sparsify mentioned on GitHubpytorchMIT report
jkminder/dictionary_learning mentioned on GitHubpytorchMIT report
saprmarks/dictionary_learning mentioned on GitHubpytorch report

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2ran · our draft was wrong
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LN openai/sparse_autoencoder/sparse_autoencoder/model.py official repository ran · our draft was wrong fingerprinted MIT (permissive) · b4af06c57a251295 · report
geometric_median saprmarks/dictionary_learning/dictionary_learning/trainers/top_k.py community (archive-listed) ran · our draft was wrong fingerprinted MIT (permissive) · 3ca099bf6afb9a6a · report
assert_type eleutherai/sparsify/sparsify/utils.py community (archive-listed) unverified MIT (permissive) · 94434469ea2ebc0d · report
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Tasks

Language Modelling

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Methods

Absolute Position EncodingsAdamAttentionBPEDense ConnectionsDropoutGPT-4Label SmoothingLayer NormalizationLinear LayerMulti-Head AttentionPosition-Wise Feed-Forward LayerResidual ConnectionSoftmaxTransformer

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