Papers › Compact Proofs of Model Performance via Mechanistic Interpretability

Compact Proofs of Model Performance via Mechanistic Interpretability

17 Jun 2024arXiv:2406.11779archive 2025-07-28

Jason Gross, Rajashree Agrawal, Thomas Kwa, Euan Ong, Chun Hei Yip, Alex Gibson, Soufiane Noubir, Lawrence Chan

We propose using mechanistic interpretability -- techniques for reverse engineering model weights into human-interpretable algorithms -- to derive and compactly prove formal guarantees on model performance. We prototype this approach by formally proving lower bounds on the accuracy of 151 small transformers trained on a Max-of-K task. We create 102 different computer-assisted proof strategies and assess their length and tightness of bound on each of our models. Using quantitative metrics, we find that shorter proofs seem to require and provide more mechanistic understanding. Moreover, we find that more faithful mechanistic understanding leads to tighter performance bounds. We confirm these connections by qualitatively examining a subset of our proofs. Finally, we identify compounding structureless noise as a key challenge for using mechanistic interpretability to generate compact proofs on model performance.

PaperPDFCodeCode Syntology ran

In Syntology Open this paper in Syntology's Atlas, the map of the papers in Syntology's graph and their citations.

For agents, Syntology's MCP tool lists every function and class Syntology harvested from this paper and whether it ran (how to connect): get_harvested_code_for_paper(arxiv_id="2406.11779")

Code

Syntology Ran 8 of 10 code samples harvested from 2 repositories linked to this paper; 2 have no recorded run. Of those that ran: 8 ran with no contract checked.

By repository: official repository: 10 samples from 2 repositories, 8 ran. The run record, sample by sample. “Ran” means executed on a synthesized input, not that the code is correct or reproduces the paper.

JasonGross/guarantees-based-mechanistic-interpretability officialmentioned in papermentioned on GitHubjaxMIT report
jasongross/guarantees-based-mechanistic-interpretability-with-data officialmentioned in papermentioned on GitHubjaxMIT report

Repository list and official/mentioned flags are the archive's, frozen 2025-07-28. Reachability, where shown, is from one Syntology probe window (2026-09-16 to 2026-09-18); repositories not probed show nothing. GitHub stars are not tracked.

Code Syntology ran Syntology

10 samples harvested; 8 ran; 0 honoured the contract we drafted; 2 have no recorded run. Read from Syntology's graph 2026-09-24; that is when this build read the record, not when the samples ran.

8ran
2unverified

Licence: 0 of the 10 samples are pointer only, meaning Syntology does not serve that copy's text. This page shows no code text for any sample; each one links to its file in the repository.

Harvested from 2 repositories linked to this paper, official or community; each sample names its own and says which. “Ran” means the sample executed on a synthesized input. It does not mean the output is correct, and nothing here reproduces the paper's results. “Honoured” and “violated” refer to a contract Syntology drafted from the code itself; “our draft was wrong” and “fixture could not drive it” are failures of Syntology's instrument, not of the code.

Each sample ends with its code_sha256, Syntology's identity for that exact code. An agent fetches the stored sample with Syntology's MCP tool get_code(code_sha256="…") (how to connect); click an identity to copy that call.

Repository labels, per sample. official repository: The archive marks this repository official for the paper. named in the paper: The archive records that the paper mentions this repository; it is not marked official. community (archive-listed): In the archive's code links for this paper, not marked official and not recorded as mentioned in the paper. found in paper text by Syntology: Syntology found this repository in the paper's own text; whether it is the authors' implementation is not asserted. community: Not in the archive's code links for this paper; a community repository Syntology harvested. Samples from a repository marked official are listed first. Licence labels name the repository's licence as recorded at harvest. “Pointer only” means Syntology does not serve that copy's text, for one of four reasons: no licence file was found; the licence was not identified; the licence is recorded as permissive but that copy's record is not marked cleared; or the licence is outside the permissive list Syntology serves text under (MIT, Apache-2.0, BSD and similar). Some licences outside that list permit redistribution, such as WTFPL, and GPL-3.0 under its conditions; they are simply not on the list. Hover a licence label for the reason. File links open the file on GitHub at the default branch, which may have changed since the harvest.

calculate_batch_probabilities jasongross/guarantees-based-mechanistic-interpretability-with-data/gbmi/exp_indhead/data_utils.py official repository ran MIT (permissive) · a2d6312ed019908d · report
cat_bos_token jasongross/guarantees-based-mechanistic-interpretability-with-data/gbmi/exp_indhead/data_utils.py official repository ran MIT (permissive) · afa604c69b95c968 · report
check_source_in_git_dir JasonGross/guarantees-based-mechanistic-interpretability/etc/setup-alternates.py official repository ran MIT (permissive) · 1e8d0fdaa8ed2d56 · report
hf_sanitize JasonGross/guarantees-based-mechanistic-interpretability/notebooks_jason/max_of_K_all_models.py official repository ran fingerprinted MIT (permissive) · 88f43fafc05219e7 · report
hook_function_attention JasonGross/guarantees-based-mechanistic-interpretability/notebooks_soufiane/FineTuneSubtract.py official repository ran MIT (permissive) · 608d7669ae6b34d1 · report
increment_zero_counts jasongross/guarantees-based-mechanistic-interpretability-with-data/gbmi/exp_indhead/data_utils.py official repository ran fingerprinted MIT (permissive) · 415042a6d0a48f2d · report
noise JasonGross/guarantees-based-mechanistic-interpretability/gbmi/exp_indhead/realmodeltest.py official repository ran fingerprinted MIT (permissive) · 42b722deb4782413 · report
resolve_git_dir_recursively JasonGross/guarantees-based-mechanistic-interpretability/etc/setup-alternates.py official repository ran MIT (permissive) · 90f877ab0478795e · report
get_git_dir JasonGross/guarantees-based-mechanistic-interpretability/etc/setup-alternates.py official repository unverified MIT (permissive) · 0224309a1eec4045 · report
maybe_parallel_map JasonGross/guarantees-based-mechanistic-interpretability/notebooks_jason/max_of_4_all_models.py official repository unverified MIT (permissive) · b4e6f11d1f2cffc0 · report

Tasks

model

Results from the paper archive 2025-07-28

No leaderboard rows for this paper in the archive.

Report a problem or propose a change · a person checks every report against the paper or source before anything changes; decisions are listed on /corrections