Papers › Phase transition in PCA with missing data: Reduced signal-to-noise ratio, not sample size!

Phase transition in PCA with missing data: Reduced signal-to-noise ratio, not sample size!

2 May 2019arXiv:1905.00709archive 2025-07-28

Niels Bruun Ipsen, Lars Kai Hansen

How does missing data affect our ability to learn signal structures? It has been shown that learning signal structure in terms of principal components is dependent on the ratio of sample size and dimensionality and that a critical number of observations is needed before learning starts (Biehl and Mietzner, 1993). Here we generalize this analysis to include missing data. Probabilistic principal component analysis is regularly used for estimating signal structures in datasets with missing data. Our analytic result suggests that the effect of missing data is to effectively reduce signal-to-noise ratio rather than - as generally believed - to reduce sample size. The theory predicts a phase transition in the learning curves and this is indeed found both in simulation data and in real datasets.

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