Papers › High-Dimensional Expected Shortfall Regression

High-Dimensional Expected Shortfall Regression

5 Jul 2023arXiv:2307.02695links table onlyarchive 2025-07-28

Shushu Zhang, Xuming He, Kean Ming Tan, Wen-Xin Zhou

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Expected shortfall is defined as the average over the tail below (or above) a certain quantile of a probability distribution. Expected shortfall regression provides powerful tools for learning the relationship between a response variable and a set of covariates while exploring the heterogeneous effects of the covariates. In the health disparity research, for example, the lower/upper tail of the conditional distribution of a health-related outcome, given high-dimensional covariates, is often of importance. Under sparse models, we propose the lasso-penalized expected shortfall regression and establish non-asymptotic error bounds, depending explicitly on the sample size, dimension, and sparsity, for the proposed estimator. To perform statistical inference on a covariate of interest, we propose a debiased estimator and establish its asymptotic normality, from which asymptotically valid tests can be constructed. We illustrate the finite sample performance of the proposed method through numerical studies and a data application on health disparity.

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