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Exploring the impact of low-rank adaptation on the performance, efficiency, and regularization of RLHF

16 Sep 2023arXiv:2309.09055archive 2025-07-28

Simeng Sun, Dhawal Gupta, Mohit Iyyer

During the last stage of RLHF, a large language model is aligned to human intents via PPO training, a process that generally requires large-scale computational resources. In this technical report, we empirically investigate an efficient implementation of RLHF using low-rank adaptation (LoRA), which allows us to align the LLaMA 7B checkpoint on the Alpaca dataset using only two A100 GPUs instead of the eight required for full model fine-tuning. Despite tuning only 0.2% of LLaMA 7B's parameters, our implementation achieves better performance than the publicly-released AlpacaFarm checkpoint with full model fine-tuning. Next, we analyze several configurations of our LoRA-based PPO implementation, varying the form of the KL regularization term in the training objective. We find that (1) removing this penalty term does not harm performance on the AlpacaFarm evaluation set under our LoRA setup; (2) other regularizers, such as Jensen-Shannon divergence, lead to improved performance; and (3) while PPO training negatively impacts the factuality of model-generated responses, training with LoRA largely mitigates this effect. We release our code and pretrained checkpoints to facilitate future research on more efficient RLHF.

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compute_reward_modeling_metrics simengsun/alpaca_farm_lora/alpaca_farm/src/alpaca_farm/reward_modeling_trainer.py official repository ran Apache-2.0 (permissive) · cca45bb9a111ab77 · report
create_scheduler simengsun/alpaca_farm_lora/alpaca_farm/src/alpaca_farm/trainer_utils.py official repository ran Apache-2.0 (permissive) · 42596ac916e883a5 · report
flatten_dict simengsun/alpaca_farm_lora/alpaca_farm/src/alpaca_farm/common.py official repository ran Apache-2.0 (permissive) · f5ff77db7757bc92 · report
format_output simengsun/alpaca_farm_lora/alpaca_farm/src/alpaca_farm/data_preprocessor.py official repository ran Apache-2.0 (permissive) · 46af3eb303562401 · report
format_prompt simengsun/alpaca_farm_lora/alpaca_farm/src/alpaca_farm/data_preprocessor.py official repository ran Apache-2.0 (permissive) · 5ef0d2db8e674cd5 · report
format_prompt_with_data_frame simengsun/alpaca_farm_lora/alpaca_farm/src/alpaca_farm/data_preprocessor.py official repository ran Apache-2.0 (permissive) · 27d54a5b1d488ca0 · report
get_logger simengsun/alpaca_farm_lora/alpaca_farm/src/alpaca_farm/logging.py official repository ran Apache-2.0 (permissive) · 043cf4a6fd60480b · report
let_model_save_mem_when_zero_grad simengsun/alpaca_farm_lora/alpaca_farm/src/alpaca_farm/common.py official repository ran Apache-2.0 (permissive) · 9a1871dd5c967ac1 · report
make_rl_data_module simengsun/alpaca_farm_lora/alpaca_farm/src/alpaca_farm/data_utils.py official repository ran Apache-2.0 (permissive) · 0612fd8d6b151bf4 · report
requires_chatml simengsun/alpaca_farm_lora/alpaca_farm/src/alpaca_farm/openai_utils.py official repository ran Apache-2.0 (permissive) · 9bd28dd37074fcb1 · report
setup simengsun/alpaca_farm_lora/alpaca_farm/src/alpaca_farm/distributed_utils.py official repository ran Apache-2.0 (permissive) · 80675b2c65496f66 · report
string_to_dict simengsun/alpaca_farm_lora/alpaca_farm/src/alpaca_farm/openai_utils.py official repository ran fingerprinted Apache-2.0 (permissive) · 58d5d20497232727 · report
make_binary_reward_modeling_data_module simengsun/alpaca_farm_lora/alpaca_farm/src/alpaca_farm/data_utils.py official repository unverified Apache-2.0 (permissive) · 5451705c3c9a6d15 · report

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Language ModellingLarge Language Model

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ALIGNEntropy RegularizationPPO

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