Papers › Dr Jekyll and Mr Hyde: the Strange Case of Off-Policy Policy Updates

Dr Jekyll and Mr Hyde: the Strange Case of Off-Policy Policy Updates

29 Sep 2021arXiv:2109.14727archive 2025-07-28

Romain Laroche, Remi Tachet

The policy gradient theorem states that the policy should only be updated in states that are visited by the current policy, which leads to insufficient planning in the off-policy states, and thus to convergence to suboptimal policies. We tackle this planning issue by extending the policy gradient theory to policy updates with respect to any state density. Under these generalized policy updates, we show convergence to optimality under a necessary and sufficient condition on the updates' state densities, and thereby solve the aforementioned planning issue. We also prove asymptotic convergence rates that significantly improve those in the policy gradient literature. To implement the principles prescribed by our theory, we propose an agent, Dr Jekyll & Mr Hyde (JH), with a double personality: Dr Jekyll purely exploits while Mr Hyde purely explores. JH's independent policies allow to record two separate replay buffers: one on-policy (Dr Jekyll's) and one off-policy (Mr Hyde's), and therefore to update JH's models with a mixture of on-policy and off-policy updates. More than an algorithm, JH defines principles for actor-critic algorithms to satisfy the requirements we identify in our analysis. We extensively test on finite MDPs where JH demonstrates a superior ability to recover from converging to a suboptimal policy without impairing its speed of convergence. We also implement a deep version of the algorithm and test it on a simple problem where it shows promising results.

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projection_simplex_sort microsoft/dr-jekyll-and-mr-hyde-the-strange-case-of-off-policy-policy-updates/FiniteJH/proj_simplex.py official repository unverified MIT (permissive) · 9489b9875fccd8f1 · report
softmax_action microsoft/dr-jekyll-and-mr-hyde-the-strange-case-of-off-policy-policy-updates/FiniteJH/utils.py official repository unverified MIT (permissive) · 6f9d3eeb12cb5742 · report

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