Papers › Doubly robust nearest neighbors in factor models

Doubly robust nearest neighbors in factor models

25 Nov 2022arXiv:2211.14297archive 2025-07-28

Raaz Dwivedi, Katherine Tian, Sabina Tomkins, Predrag Klasnja, Susan Murphy, Devavrat Shah

We introduce and analyze an improved variant of nearest neighbors (NN) for estimation with missing data in latent factor models. We consider a matrix completion problem with missing data, where the (i, t)-th entry, when observed, is given by its mean f(uᵢ, vₜ) plus mean-zero noise for an unknown function f and latent factors uᵢ and vₜ. Prior NN strategies, like unit-unit NN, for estimating the mean f(uᵢ, vₜ) relies on existence of other rows j with uⱼ ≈uᵢ. Similarly, time-time NN strategy relies on existence of columns t′ with v_(t′) ≈vₜ. These strategies provide poor performance respectively when similar rows or similar columns are not available. Our estimate is doubly robust to this deficit in two ways: (1) As long as there exist either good row or good column neighbors, our estimate provides a consistent estimate. (2) Furthermore, if both good row and good column neighbors exist, it provides a (near-)quadratic improvement in the non-asymptotic error and admits a significantly narrower asymptotic confidence interval when compared to both unit-unit or time-time NN.

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aashish-khub/NearestNeighbors mentioned on GitHubMIT report

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Counterfactual InferenceMatrix Completion

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