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Beyond Agreement: Diagnosing the Rationale Alignment of Automated Essay Scoring Methods based on Linguistically-informed Counterfactuals

29 May 2024arXiv:2405.19433archive 2025-07-28

Yupei Wang, Renfen Hu, Zhe Zhao

While current Automated Essay Scoring (AES) methods demonstrate high scoring agreement with human raters, their decision-making mechanisms are not fully understood. Our proposed method, using counterfactual intervention assisted by Large Language Models (LLMs), reveals that BERT-like models primarily focus on sentence-level features, whereas LLMs such as GPT-3.5, GPT-4 and Llama-3 are sensitive to conventions & accuracy, language complexity, and organization, indicating a more comprehensive rationale alignment with scoring rubrics. Moreover, LLMs can discern counterfactual interventions when giving feedback on essays. Our approach improves understanding of neural AES methods and can also apply to other domains seeking transparency in model-driven decisions.

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Automated Essay ScoringDecision MakingSentence

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Absolute Position EncodingsAdamAttentionAttention DropoutBPECosine AnnealingDense ConnectionsDropoutFocusGPT-3GPT-4Label SmoothingLayer NormalizationLinear LayerLinear Warmup With Cosine AnnealingMulti-Head AttentionPosition-Wise Feed-Forward LayerResidual ConnectionSoftmaxTransformerWeight Decay

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