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A Generative User Simulator with GPT-based Architecture and Goal State Tracking for Reinforced Multi-Domain Dialog Systems

17 Oct 2022arXiv:2210.08692archive 2025-07-28

Hong Liu, Yucheng Cai, Zhijian Ou, Yi Huang, Junlan Feng

Building user simulators (USs) for reinforcement learning (RL) of task-oriented dialog systems (DSs) has gained more and more attention, which, however, still faces several fundamental challenges. First, it is unclear whether we can leverage pretrained language models to design, for example, GPT-2 based USs, to catch up and interact with the recently advanced GPT-2 based DSs. Second, an important ingredient in a US is that the user goal can be effectively incorporated and tracked; but how to flexibly integrate goal state tracking and develop an end-to-end trainable US for multi-domains has remained to be a challenge. In this work, we propose a generative user simulator (GUS) with GPT-2 based architecture and goal state tracking towards addressing the above two challenges. Extensive experiments are conducted on MultiWOZ2.1. Different DSs are trained via RL with GUS, the classic agenda-based user simulator (ABUS) and other ablation simulators respectively, and are compared for cross-model evaluation, corpus-based evaluation and human evaluation. The GUS achieves superior results in all three evaluation tasks.

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Loss1 thu-spmi/gus/utils.py official repository unverified Apache-2.0 (permissive) · 76660deb641b8569 · report
act_dict_to_aspn thu-spmi/gus/prepare_data.py official repository unverified Apache-2.0 (permissive) · dde2e39bcafe4050 · report
clean_text thu-spmi/gus/clean_dataset.py official repository unverified Apache-2.0 (permissive) · c20b24a9790d8f15 · report
clean_time thu-spmi/gus/clean_dataset.py official repository unverified Apache-2.0 (permissive) · 4c62f23ce8135bda · report
goal_to_gpan thu-spmi/gus/prepare_data.py official repository unverified Apache-2.0 (permissive) · e712e17d8551508b · report
kl_loss thu-spmi/gus/utils.py official repository unverified Apache-2.0 (permissive) · ec89dac0427706f5 · report
modified_encode thu-spmi/gus/utils.py official repository unverified Apache-2.0 (permissive) · f971aae9c2c20b06 · report
my_clean_text thu-spmi/gus/clean_dataset.py official repository unverified Apache-2.0 (permissive) · 7f5a7dafc8e4429c · report
test_collate_fn thu-spmi/gus/reader.py official repository unverified Apache-2.0 (permissive) · 53bb02651160435f · report

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Reinforcement Learning (RL)

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AdamAttentionAttention DropoutBPECosine AnnealingDense ConnectionsDiscriminative Fine-TuningDropoutGPT-2Layer NormalizationLinear LayerLinear Warmup With Cosine AnnealingMulti-Head AttentionResidual ConnectionSoftmaxWeight Decay

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